Nova, Inc., sought to sell a new issue of common stock. It registered the issue with the
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Nova, Inc., Omega & Sons, and Periwinkle, Ramses and Sheffield, Inc., under the Securities Act of 1933. (a) Who, if anyone, is liable under the Act? If liable, under which provisions? (b) What defenses, if any, are available to the various defendants?
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Related Book For
Smith and Roberson Business Law
ISBN: 978-0538473637
15th Edition
Authors: Richard A. Mann, Barry S. Roberts
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