A Turkey of a Pan: Liability on Thanksgiving Day FACTS In November 1993, QVC Network (appellee), an
Question:
A Turkey of a Pan: Liability on Thanksgiving Day
FACTS
In November 1993, QVC Network (appellee), an operator of a cable television home-shopping channel, advertised, as part of a one-day Thanksgiving promotion, the “T-Fal Jumbo Resistal Roaster.” The roaster was manufactured by U.S.A. T-Fal Corporation. The QVC ad described the roaster as suitable for roasting a 25-pound turkey. At the time that T-Fal and QVC entered into an agreement for the sale of the roasting pan, T-Fal did not have a pan in its line large enough to roast a 25-pound turkey. T-Fal asked its parent company in France to provide a suitable roasting pan as soon as possible. The parent company provided a larger pan to which it added two small handles.
Loyda Castro (appellant) ordered the roasting pan and used it for roasting her turkey on Thanksgiving Day, 1993. Mrs. Castro was injured when she tried to remove the turkey from the oven. Using two large insulated oven mitts, Mrs. Castro tried to lift the pan from the oven, placing two fingers on each handle. Two fingers were the maximum grip permitted by the small handles. As the turkey tipped toward her, she lost control of the pan, spilling the hot drippings and fat that had accumulated in the pan during the cooking and basting process. Mrs. Castro suffered second-and third-degree burns to her foot and ankle, which
have led to scarring, paresthesia, and swelling.
Mrs. Castro filed suit for strict liability and breach of warranty. The warranty charge was dismissed, and the jury returned a verdict for QVC and T-Fal. Mrs. Castro appealed.
JUDICIAL OPINION
CALABRESI, Circuit Judge
Products liability law has long been bedeviled by the search for an appropriate definition of “defective” product design. Over the years, both in the cases and in the literature, two approaches have come to predominate. The first is the risk/utility theory, which focuses on whether the benefits of a product outweigh the dangers of its design. The second is the consumer expectations theory, which focuses on what a buyer/user of a product would properly expect that the product would be suited for.
Not all states accept both of these approaches. Some define design defect only according to the risk/utility approach.
One of the first states to accept both approaches was California, which in Barker v Lull Engineering Co., 20 Cal.3d 413, 143 Cal.Rptr. 225, 573 P.2d 443 (1978), held that “a product may be found defective in design, so as to subject a manufacturer to strict liability for resulting injuries, under either of two alternative tests”—consumer expectations and risk/utility. Several states have followed suit and have adopted both theories.
Prior to the recent case of Denny v Ford Motor Co., 87 N.Y.2d 248, 639 N.Y.S.2d 250, 662 N.E.2d 730 (1995), it was not clear whether New York recognized both tests. In Denny, the plaintiff was injured when her Ford Bronco II sports utility vehicle rolled over when she slammed on the brakes to avoid hitting a deer in the vehicle’s path. The plaintiff asserted claims for strict products liability and for breach of implied warranty, and the district judge—over the objection of defendant Ford— submitted both causes of action to the jury. The jury ruled in favor of Ford on the strict liability claim, but found for the plaintiff on the implied warranty claim. On appeal, Ford argued that the jury’s verdicts on the strict products liability claim and the breach of warranty claim were inconsistent because the causes of action were identical.
This court certified the Denny case to the New York Court of Appeals to answer the following questions: (1) “whether, under New York law, the strict products liability and implied warranty claims are identical”; and (2) “whether, if the claims are different, the strict products liability claim is broader than the implied warranty claim and encompasses the latter.”
In response to the certified questions, the Court of Appeals held that in a products liability case a cause of action for strict liability is not identical to a claim for breach of warranty.
Moreover, the court held that a strict liability claim is not per se broader than a breach of warranty claim such that the former encompasses the latter. Thus, while claims of strict products liability and breach of warranty are often used interchangeably, under New York law the two causes of action are definitively different. The imposition of strict liability for an alleged design “defect” is determined by a risk/utility standard. The notion of “defect” in a U.C.C.-based breach of warranty claim focuses, instead, on consumer expectations.
Since Denny, then, it has been settled that the risk/utility and consumer expectations theories of design defect can, in New York, be the bases of distinct causes of action: one for strict products liability and one for breach of warranty. This fact, however, does not settle the question of when a jury must be charged separately on each cause of action and when, instead, the two causes are, on the facts of the specific case, sufficiently similar to each other so that one charge to the jury is enough.
While eminent jurists have at times been troubled by this issue, the New York Court of Appeals in Denny was quite clear on when the two causes of action might meld and when, instead, they are to be treated as separate. It did this by adding its own twist to the distinction—namely, what can aptly be called the “dual purpose” requirement. Thus in Denny, the Court of Appeals pointed out that the fact that a product’s overall benefits might outweigh its overall risks does not preclude the possibility that consumers may have been misled into using the product in a context in which it was dangerously unsafe. And this, the New York court emphasized, could be so even though the benefits in other uses might make the product sufficiently reasonable so that it passed the risk/utility test.
In Denny, the Ford Bronco II was not designed as a conventional passenger automobile. Instead, it was designed as an off-road, dual purpose vehicle. But in its marketing of the Bronco II, Ford stressed its suitability for commuting and for suburban and city driving. Under the circumstances, the Court of Appeals explained that a rational fact-finder could conclude that the Bronco’s utility as an off-road vehicle outweighed the risk of injury resulting from roll-over accidents (thus passing the risk/utility test), but at the same time find that the vehicle was not safe for the “ordinary purpose” of daily driving for which it was also marketed and sold (thus flunking the consumer expectations test).
That is precisely the situation before us. The jury had before it evidence that the product was designed, marketed, and sold as a multiple-use product. The pan was originally manufactured and sold in France as an all-purpose cooking dish without handles. And at trial, the jury saw a videotape of a QVC representative demonstrating to the television audience that the pan, in addition to serving as a suitable roaster for a twenty-five pound turkey, could also be used to cook casseroles, cutlets, cookies, and other low-volume foods. The court charged the jury that “[a] product is defective if it is not reasonably safe[,] [t]hat is, if the product is so likely to be harmful to persons that a reasonable person who had actual knowledge of its potential for producing injury would conclude that it should not have been marketed in that condition.” And, so instructed, the jury presumably found that the pan, because it had many advantages in a variety of uses, did not fail the risk/utility test.
But it was also the case that the pan was advertised as suitable for a particular use—cooking a twenty-five pound turkey. Indeed, T-Fal added handles to the pan in order to fill QVC’s request for a roasting pan that it could use in its Thanksgiving promotion. The product was, therefore, sold as appropriately used for roasting a twenty-five pound turkey. And it was in that use that allegedly the product failed and injured the appellant.
In such circumstances, New York law is clear that a general charge on strict products liability based on the risk/utility approach does not suffice. The jury could have found that the roasting pan’s overall utility for cooking low-volume foods outweighed the risk of injury when cooking heavier foods, but that the product was nonetheless unsafe for the purpose for which it was marketed and sold—roasting a twenty-five pound turkey—and, as such, was defective under the consumer expectations test. That being so, the appellants were entitled to a separate breach of warranty charge.
In light of the evidence presented by appellants of the multi-purpose nature of the product at issue, the district court, applying New York law, should have granted appellants’ request for a separate jury charge on the breach of warranty claim in addition to the charge on the strict liability claim.
Reversed.
1. Was the pan represented as suitable for roasting a turkey?
2. What is the relationship between tort liability and warranty liability?
3. What is the risk/utility test?