Briefly describe the key requirements of the following federal securities laws: a. Securities Act of 1933 b.
Question:
a. Securities Act of 1933
b. Securities Exchange Act of 1934
c. Maloney Act of 1938
d. Investment Company Act of 1940
e. Investment Advisers Act of 1940
f. Securities Acts Amendments of 1975
g. Insider Trading and Fraud Act of 1988
h. Sarbanes-Oxley Act of 2002
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a The Securities Act of 1933 requires companies to disclose all information relevant to new security issues The company must file a registration state...View the full answer
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Related Book For 
Fundamentals of Investing
ISBN: 978-0133075359
12th edition
Authors: Scott B. Smart, Lawrence J. Gitman, Michael D. Joehnk
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