Information Filed with the SEC At the time Coldware Company decided to distribute its products nationally, it

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Information Filed with the SEC At the time Coldware Company decided to distribute its products nationally, it became clear the company would need to issue additional debt and become a publicly held company. As a result, Coldware filed two registration statements with the SEC on January 1, 2000, and issued both bonds and stock. A Form 10-K was filed with the SEC as of the end of 2000, and a Form 10-Q was filed with the SEC at the end of each quarter.

In which of Coldware’s filings with the SEC is a potential investor most likely to find the following information?

a. Operating results for the year 2000.

b. Sales for the months of April, May, and June.

c. A listing of the company’s major manufacturing and distribution centers and their locations.

d. A history of the company and biographical information on the individuals serving on the board of directors.

e. A comparison of the operating results for the months of July, August, and September 2000 with those of 1999.

f. Audit opinion on the operating results for the year 2000.

. Audit opinion on the operating results for the years 1998 and 1999.

h. Extraordinary loss on a warehouse destroyed by a tornado in September 2000.

i. Inventory balances at December 31, 2000.

gq

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Financial Accounting A Decision Making Approach

ISBN: 9780471328230

2nd Edition

Authors: Thomas E. King, Valdean C. Lembke, John H. Smith

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