2. Go to http://www.sec.gov/ and click on Press releases. a. Summarize the major types of issues that

Question:

2. Go to http://www.sec.gov/ and click on "Press releases."

a. Summarize the major types of issues that the SEC addresses in these press releases.

b. Look over the last three months of releases and count how many appear to be enforcement actions aimed at firms or individuals who have violated SEC regulations. From this review, does the SEC appear to be active in its effort to pre- vent fraud and misrepresentation in the securi- ties industry?

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