2. The Securities and Exchange Commission is responsible for regulating securities firms. Go to www.sec.gov. This is

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2. The Securities and Exchange Commission is responsible for regulating securities firms. Go to www.sec.gov. This is the official home page of the SEC. Use this page to answer the following

a. What is EDGAR?

b. What is the stated purpose of the SEC?

c. Provide a one-sentence summary of the most recently proposed SEC regulation.

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Financial Markets and Institutions

ISBN: 978-0321280299

5th edition

Authors: Frederic S. Mishkin, Stanley G. Eakins

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