EXERCISE 21 The SEC requires various statutory reports from companies with publicly traded securities. Required: Identify which
Question:
EXERCISE 2–1 The SEC requires various statutory reports from companies with publicly traded securities.
Required:
Identify which SEC report is the best place to find the following information.
a. Management’s discussion of the financial results for the fiscal year.
b. Terms of the CEO’s compensation and the total compensation paid to the CEO in the prior fiscal year.
c. Who is on the board of directors and are they from within or outside of the company?
d. How much are the directors paid for their services?
e. Results of operations and financial position of the company at the end of the second quarter.
f. Why a firm changed its auditors.
g. Details for the upcoming initial public offering of stock.
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