The Government Accountability Office Report Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain

Question:

The Government Accountability Office Report “Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain” provides the most current overview licensing requirements for advisers in PFP. As a consumer, what concerns are raised by the regulatory oversight of personal financial planners?

www.gao.gov/new.items/d11235.pdf

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