The member should disclose, in writing, the compensation the member, the members firm, or affiliates will receive
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The member should disclose, in writing, the compensation the member, the member’s firm, or affiliates will receive for services rendered or products sold. The disclosure should include:
I. Amount of compensation.
II. Amount of indirect compensation.
III. Noncash compensation for referrals to other providers.
IV. Time period over which compensation will be received.
A. I, IV.
B. I, II, IV.
C. I, III, IV.
D. I, II, III, IV.
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Related Book For
Essentials Of Personal Financial Planning
ISBN: 9781945498237
1st Edition
Authors: Susan M. Tillery, Thomas N. Tillery
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