The SEC enforces all of the following except A. Investment Advisers Act of 1940. B. McCarran-Ferguson Act

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The SEC enforces all of the following except 

A. Investment Advisers Act of 1940.

B. McCarran-Ferguson Act of 1945.

C. Sarbanes-Oxley Act of 2002.

D. Securities Act of 1933.

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Essentials Of Personal Financial Planning

ISBN: 9781945498237

1st Edition

Authors: Susan M. Tillery, Thomas N. Tillery

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