Purpose: The Securities Exchange Act of 1934 requires any firm that is listed on one of the national exchanges to file annual reports (form 10-K), financial statements, and quarterly reports

(form 10-Q) with the SEC. This exercise demonstrates how to search and access available SEC filings through the Internet. LO4 Address: http://biz.yahoo.com/i Steps 1. Type in a company’s name, or use index to find a company name.

2. Choose Profile.

3. Choose Raw SEC Filings.

Instructions Answer the following questions.

(a) Which SEC filings were available for the company you selected?

(b) In the company’s quarterly report (SEC form 10-Q), what was one key point discussed in the

“Management’s Discussion and Analysis of Results of Operations and Financial Condition”?

(c) What was the net income for the period selected?

ETHICS CASE