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0/1 poin Question 13 Company's preliminary registration statement for new securities submitted to SEC is called a) a competitive bid agreement. b) the prospectus. c)

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0/1 poin Question 13 Company's preliminary registration statement for new securities submitted to SEC is called a) a competitive bid agreement. b) the prospectus. c) a best-efforts agreement. d) a firm commitment agreement e) a red herring Question 15 0/1 point Assume you sell short 600 shares of common stock at $40 per share, with initial margin at 50%. What would be your percentage margin and rate of return on the short sale if you repurchase the stock at $45 per share? a) 33.33%: -12.5% b) 28.57%-33.33% 25%; -25% d) 33.33%%: -25% el 25%: -12.5% 0/1 point Question 5 An investor sold COF stock short at $97. The investor's losses could be limited by placing a a) stop-buy order with a price limit of $93 b) stop-buy order with a price limit of $100 c) limit-buy order with price limit of $93 d) limit -sell order with price limit of $100 e) stop-loss order with price limit of $93

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