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1 . How do agency transactions differ from principal transactions for market makers? 2 . How does a best efforts underwriting differ from a firm

1 .

How do agency transactions differ from principal transactions for market

makers?

2 .

How does a best efforts underwriting differ from a firm commitment

underwriting? If you operated a company issuing stock for the first time,

which type of underwriting would you prefer? Why might you still choose

the alternative?

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