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1. Identify key stakeholders in the Stratton Oakmont boiler room/pump and dump scheme and the impact (positive/negative/neutral): Shareholders/Owners Suppliers/Vendors Employees Customers Government/Regulatory Community/Future Generations 2.
1. Identify key stakeholders in the Stratton Oakmont boiler room/pump and dump scheme and the impact (positive/negative/neutral): Shareholders/Owners Suppliers/Vendors Employees Customers Government/Regulatory Community/Future Generations
2. Discuss steps that could be taken to protect potential investors from boiler room and pump and dump schemes? If you are a regulatory agency (SEC) or self-regulatory organization (FINRA) If you are a brokerage firm
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