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1. Identify two key provisions of the Corporations Act. 2. Identify two key provisions of the Corporations Regulation 3. In the space provided below, Identify

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1. Identify two key provisions of the Corporations Act. 2. Identify two key provisions of the Corporations Regulation 3. In the space provided below, Identify two codes of practice relevant to financial operations. List two key provisions for each code of practice identified. Code of Practices Key Provisions 1. ePayments Code Subscriber to the code must give consumer clear and unambiguous term and condition Specifies who will pay for unauthorized transaction 3. Managing the work Guidance for specific types of work environment and facilities Having emergency plans and procedures for different work and environment 4. In the space provided below, identify two financial forecasting techniques. Briefly describe each forecasting technique identified. Financial Forecasting Brief Description Techniques 1. Delphi Method The Delphi Method is a forecasting technique where a panel of expert is given a series of questionnaires to answer. The response given in the first questionnaire is the basis for the succeeding questionnaire. This technique works as it eliminates majority opinions from swaying result. 2. Market Research This forecasting technique is used to test theories about potential or current markets. TAD178 BSBFIA412 Version: 1.0 Implemented: September 2019 To be reviewed: September 2020 Responsibility. Head trainer The Wales Institute Pty Ltd

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