1 It is against the CFP code of ethics to practice in an unrelated field without proper a proper license

a. False

b. True

2 A husband and wife come into your office to hire you as their planner.After the meeting the husband pulls you aside and advises that he is going to divorce his wife, but wants to retain your services for himself.He asks you not to tell his wife.What do you do?

a. Accept engagement and tell the wife about your conversation with her husband.

b. Disengage from husband and wife and do not accept the engagement.

c. Call a divorce attorney and advise husband and wife of your actions.

d. Accept current engagement with husband and wife, and do not tell the wife.

3 With whom may a CFP share information?

a. A spouse, by request

b. Anyone with a reasonable relationship and real interest

c. A judge, by ruling

d. Children, above age 18