1 Normal T No Spac... Heading 1 ab X 2 X A ~ Font Paragraph Styles Complaint and Disciplinary Action Risks Compliance Report O Business activities and Compliance requirements ie Consequences of non-compliance. Actions and Staff Responsible responsibilities legislation, regulations, case law, Examples: imprisonment, fines, loss of standards, codes of conduct, codes of accreditation, ongoing viability of the practice, etc. business, loss of goodwill, etc. 2 3 4 5 6 8 9 10 Director Signature Date 2nd Member of Management Team Signature Date