1. Sarbanesnes-Oxley act increased compliance efforts for all except:

a.Stockholders

b.Corporate management

c.Security-analysis

d.Board of directors

2.According to a normal yield curve theory interest rates increase with:

a.Each month with the meeting of the federal reserve

b.Time horizon increases

c.Home owners default

d.Stock brokers compensation

3. Risk is defined as profitability that return on investment will be:

a.More than expected

b.Less than expected

c.What is expected

d.Double what is expected