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1 . Thabo is a member of the Financial Planning Institute ( FPI ) , a Certified Financial Planner . Thabo is employed by GreatPlan
Thabo is a member of the Financial Planning Institute FPI a Certified Financial Planner Thabo is employed by GreatPlan Pty Ltd GreatPlan which is authorised as a financial services provider FSP in terms of the Financial Advisory and Intermediary Services Act of the FAIS Act to provide Category I financial services advice and intermediary services Thabo's role is to gather and analyse a client's information, for example, determine the performance of the client's investments, calculate a client's retirement needs, and calculate a client's potential estate duty. He does not make any recommendations to clients. Which of the following statements is correct? i Thabo's activities will constitute financial planning. ii GreatPlan is not required to appoint Thabo as a representative in terms of the FAIS Act. iii Tom, a financial planner and representative of GreatPlan, may not use Thabo's analyses to comply with the requirements of section b of Board Notice of : General Code of Conduct for Authorised Financial Services Providers and Representatives the General Code of Conduct because he did not perform the analyses himself. ii i and ii ii and iii iii and iii None of the above options
Thabo is a member of the Financial Planning Institute FPI a Certified Financial Planner Thabo is employed by GreatPlan Pty Ltd GreatPlan which is authorised as a financial services provider FSP in terms of the Financial Advisory and Intermediary Services Act of the FAIS Act to provide Category I financial services advice and intermediary services Thabo's role is to gather and analyse a client's information, for example, determine the performance of the client's investments, calculate a client's retirement needs, and calculate a client's potential estate duty. He does not make any recommendations to clients. Which of the following statements is correct?
i Thabo's activities will constitute financial planning.
ii GreatPlan is not required to appoint Thabo as a representative in terms of the FAIS Act.
iii Tom, a financial planner and representative of GreatPlan, may not use Thabo's analyses to comply with the requirements of section b of Board Notice of : General Code of Conduct for Authorised Financial Services Providers and Representatives the General Code of Conduct because he did not perform the analyses himself.
ii
i and ii
ii and iii
iii and iii
None of the above options
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