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1. The fourth U.S. stock market refers to: A. Shares listed on stock exchanges B. New York Stock Exchange shares listed on NASDAQ C. NASDAQ

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1. The fourth U.S. stock market refers to: A. Shares listed on stock exchanges B. New York Stock Exchange shares listed on NASDAQ C. NASDAQ and/or shares listed on the Over-the-Counter market D. Electronic networks 2. If a bonus is quoted at a discount.then: A. The market price is moreayer than the par value B. The current yield is greater than the coupon C. Has better credit quality than a premium-quoted bond D. Yield to maturity is less than yield tomaturity 3. Which of the following statements is true? A. Non-systemic risk is also known as marketrisk. B. It is possible to completely eliminate the market risk of an investment. C. Non-systemic risk is eliminated with diversification. D. A bond issuer's credit risk is an example of market risk 4. What's the kind of rating you wouldn't find in a fund that invests in high-qualitybands? A. A+ B. BB+ C. Baal D. BBB+

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