1. When receiving a 10% stock dividend, the owner of 427 share of stock will receive

A. 4.27

B. 43

C. 42 shares plus cash

2. GaGa Corp is currently selling for $30/share and recently reported annual earnings of $2 million, 1 million shares outstanding and forecast EPS of $2.50 next year. GaGas trailing PE ratio is?

A. 15

B. 30

C 6.67%

3. A $40 stock with a 4% dividend yield and an anticipated growth rate of 6%, what is the estimated shareholder expected rate of return if the US T-bill rates is 2%?

A. 12%

B 8%

C. 10%

4. The equation variance of a five-security portfolio has ______ correlation terms and ________ variance terms

5, 10, 15 or 20 ?

5. The premium over conversion value of a bond that has a par of $1,000, a market value of $1,100, a conversion price of $50 and an associates stock price of $51 is?

A. 0

B. 50

C. 80

6. effective fee on a fund with a 6% front-end load is

A. 7.88%

B. 6.38%

c 9.4%