1. Which of the following best describes what is meant by corporate governance?

Multiple Choice

• The organizational structure and responsibilities of the executive team and board of directors of a corporation.

• Regulatory bodies, such as the SEC and PCAOB, that govern the behavior of corporations.

• The ability of a corporations management team to meet earnings forecasts over an extended period of time.

• Managements processes, policies, and ethical approach to safeguarding stakeholder interests.

2. Which of the following is not included in the remediation phase for vulnerability management?

Multiple Choice

• Risk Response Plan

• Policy and procedures for remediation

• Vulnerability Prioritization

• Control Implementation

3. Which of the following controls would most likely assure that a company can reconstruct its financial records?

Multiple Choice

• Security controls such as firewalls

• Backup data are tested and stored safely

• Personnel understand the data very well

• Paper records