$1.$ Which of the following statements is NOT true?

a$.$ It is important to document the fraud risk management program.

b$.$ The Fraud Risk Management Guide provides a required format for documentation of fraud risk management programs.

c$.$ Communication of the fraud risk management program needs to be sufficient so that all personnel and vendors understand their responsibilities.

d$.$ The board should establish mechanisms to ensure that it is receiving accurate and timely information regarding potential fraud occurrences.

$2.$ The Federal Rules of Civil Procedure and Federal Rules of Evidence apply to all expert witness services provided in the United States.

a$.$ True

b$.$ False

$3.$ One method for accomplishing litigation discovery a$$issuance of "requests for production". These are requests for one party in a litigation to produce or make available certain specifically identified evidence, such as documents or electronic evidence.

a$.$ True

b$.$ False

$4.$ The first legal pleading in a civil litigation matter in the U$.$S$.$ is called the $\_\_\_\_\_\_\_\_\_\_\_\_\_?$

a$.$ complaint

b$.$ demurrer

c$.$ demand

d$.$ arraignment

$5.$ Trina is a financial expert in a civil litigation matter. She has been asked to assist the attorneys taking the deposition of an opposing expert.$$ The most common approaches for this kind of work is for Trina to develop questions in advance, provide assistance at the breaks and pass notes during the deposition.

a$.$ True

b$.$ False

$6.$ When an opposing attorney takes a forensic accounting expert's deposition, what is his or her goal?

a$.$ To identify and highlight the weaknesses in the expert's report and in the opponent's case, in order to encourage settlement or$,$ at a minimum, to force the expert to correct the analysis before trial.

b$.$ To size up the witness and to learn as much as possible about the opinions and the bases for the opinions that will be offered at trial.

c$.$ To identify weaknesses in the expert's report without alerting the expert, so that the weaknesses can be revealed at trial.$$ Then, the expert's testimony may be discredited and be given little or no weight by the judge and jury.

d$.$ Any or all of these answers could be one of the goals of an expert deposition.