1.Which step of an internal control audit focuses on identifying control risks and determining if relevant controls are adequate to combat the risks? (Points : 1)

Plan the control test engagement. Test and evaluate control design effectiveness. Test and evaluate control operating effectiveness. Use a top-down approach to select controls to test.

Question 2.2.Which step of an internal control audit focuses on determining if employees have the necessary qualifications and skills to perform sound control practices? (Points : 1)

Plan the control test engagement. Test and evaluate control design effectiveness. Test and evaluate control operating effectiveness. Use a top-down approach to select controls to test.

Question 3.3.Which control activity deals with authorizing transactions, recording transactions, and custody of assets? (Points : 1)

Information processing controls Performance review controls Physical controls Segregation of duties controlsPlease Help Need this done 12

Question 4.4.Which internal control document allows the auditors to trace transactions through each process in its cycle? (Points : 1)

Flowchart Internal control questionnaire Walk-through Written narrative

Question 5.5.Which of the following general control activities is concerned with the grandfather-father-son principle of file retention? (Points : 1)

Accessing programs and data Changing existing programs and systems Developing new programs and systems Information technology operations

Question 6.6.Which of the following application control activities has no intrinsic meaning, such as the total of employee Social Security numbers? (Points : 1)

Self-checking total Control total Hash total Item count

Question 7.7.Which part of the accounting information system involves a detailed description of general ledger components? (Points : 1)

Chart of accounts Flowchart Manual of accounting procedures Written narrative

Question 8.8.Which internal control document typically is not used alone for internal control analysis, since it is not conducive to further analysis of the control system? (Points : 1)

Flowchart Internal control questionnaire Walk-through Written narrative

Question 9.9.Regarding internal control in a technological environment, which group designs the information system? (Points : 1)

Database administration Data control Systems analysis Telecommunications