16)

An example of an "indirect financial interest in a client" would be

A)

the covered member's ownership of a mutual fund that has an investment in the client.

B)

ownership of less than 10% of the client's stock by the covered members spouse.

C)

an ownership of less than 10% of the client's stock by a staff member who is not involved in the audit.

D)

All of the above are examples of an indirect financial interest in a client.