1.The required and/or expected return on a common stock has 2 components: i) Dividend Yield and ii) Capital Gains.

TRUE/FALSE

2.Open-end funds have limited # of shares at issue and trade in the secondary market while closed-end funds can issue shaares at any time.

TRE/FALSE

3.American Depository Receipts (ADR's) are US $ denominated instruments representing owenership interest in foreign shares and trade in the US stock exchanges.

T/F