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. 3) (15 Points) The following are independent cases that may or may not violate the AICPA Code of conduct. If you believe there is
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3) (15 Points) The following are independent cases that may or may not violate the AICPA Code of conduct. If you believe there is a violation, site the specific rule name and explain why it is a violation. Indicate the rule that is most directly violated and explain why. That is, I want you to select the rule that is most clearly violated by the specifics of the case. If you don't think it violations a rule, explain why as well and cite the rule that most closely applies to the case. In all cases, the main character in the case is a member of the AICPA. (5 Points) Jody Rosal provides a variety of non-audit services to one of her audit clients to include bookkeeping and tax preparation. She also provides informal advice on tax planning issues for the client's management and sometimes attend their Board of Directors meetings. The client's CEO considers Jody one of the firm's major business advisors. The client is not publicly traded. (5 Points) Jason Xavier has just completed his first audit of a new client. During the audit, he identified an area of their tax return that he believes could be handled differently that would result in a refund for the client. He offer to advise them on preparing an amended tax return and stated that he would charge them 50% of any refund that they obtain by following his advice. The client accepts his offer. c) (5 Points) Recently a Deloitte and Touche partner was caught providing inside information about one of his clients to a friend who used that information to trade in the auditee's stock 3) (15 Points) The following are independent cases that may or may not violate the AICPA Code of conduct. If you believe there is a violation, site the specific rule name and explain why it is a violation. Indicate the rule that is most directly violated and explain why. That is, I want you to select the rule that is most clearly violated by the specifics of the case. If you don't think it violations a rule, explain why as well and cite the rule that most closely applies to the case. In all cases, the main character in the case is a member of the AICPA. (5 Points) Jody Rosal provides a variety of non-audit services to one of her audit clients to include bookkeeping and tax preparation. She also provides informal advice on tax planning issues for the client's management and sometimes attend their Board of Directors meetings. The client's CEO considers Jody one of the firm's major business advisors. The client is not publicly traded. (5 Points) Jason Xavier has just completed his first audit of a new client. During the audit, he identified an area of their tax return that he believes could be handled differently that would result in a refund for the client. He offer to advise them on preparing an amended tax return and stated that he would charge them 50% of any refund that they obtain by following his advice. The client accepts his offer. c) (5 Points) Recently a Deloitte and Touche partner was caught providing inside information about one of his clients to a friend who used that information to trade in the auditee's stock Step by Step Solution
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