Question
3. Please answer number e & f What are the principal regulator(s) of: a. Credit unions National Credit Union Administration regulates credit unions. b. Hedge
3. Please answer number e & f
What are the principal regulator(s) of:
a. Credit unions
National Credit Union Administration regulates credit unions.
b. Hedge funds
Securities Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulate hedge funds
c. Insurance companies
Each state has a Department, Division or Office of insurance that regulates insurance companies in that state. There is no federal regulatory body for insurance companies
d. Commercial banks
Banks are primarily regulated by the Federal Reserve
e. Securities firms
f. Mutual funds
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