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3. Which of the following statements with respect to a 4010k-) hardship withdrawal prior to the articipant attaining age 59.5 is correct? 1) All hardship

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3. Which of the following statements with respect to a 4010k-) hardship withdrawal prior to the articipant attaining age 59.5 is correct? 1) All hardship withdrawals prior to age 59.5 incur a 10% penalty. 2) Hardship withdrawals are permittied in a 401(:) plan cely for a pressing financial neod a) (1) only b) (2) only c) Both (1) and (2) 34. Patricia, a retired schoolteacher, has recently died at the age of 85. She lett no close family members as heirs and, thus, named ber estate as the beneficiaery of her 403(b) plan. Assuming Patricia had begun her required minimum distributions (RMDs) from the plan at the time of her death, what is the rule with respect to the payment ofher post-death distributions frorm the 403b) plan? a) The entire account must be distributed within 5 years of her death b) The estate may stretch the distributions over a 15 year period c) Distributions must contine over the remaining distrbution period of Patricia's life d) The estate's executior can establish an IRA in the name of Patricia's estale and roll the 403(b) plan proceeds to the IRA 35. All of the following employees would be classified as a highly (HCE) for the year 2018 except a) An employee who owns 6% of the company b) An employee to whom the company paid an anmal salary of $125,000 in 2018 c) Ancmployee whose $125,000 annual salary placed him orher in the top 20% of all d) An employee who is an officer of the company and earned $120,000 in 2018 Plan Selection Questions: Match the stated characteristic to the appropriate plan. Mark the letter of the answer you believe to be correet on your Scantron answer sheet. Each question valued at two (2) points 36. Which one of the following plans must meet special non-discrimination rules? a) A safe-harbor 401(k) plan b) A standard 401(k) plan

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