31. The mechanism created by the JOBS Act for companies to raise up to $1 million

in any one-year period is known as --

a. Go Fund Me

b. Shelf Registration

c. Crowd Funding

d. Mini-Registration

32. Shares of stock purchased in a Reg D transaction are --

a. Registered under Section 5 of the Securities Act

b. Redeemable for up to one year at their offering price

c. Held only by residents of the issuer's home State

d. Restricted from resale for a period of one year

33. In determining whether an individual is an "accredited investor" --

a. The value of his home is not considered

b. The value of his car is not considered

c. Amounts in his personal savings account are not considered

d. Income from employment is not considered

34. The 30-day period leading up to the filing of a registration statement is

sometimes referred to as the --

a. Quiet Period

b. Registration Period

c. Black-out Period

d. Road Show Period

35. A company that has filed a registration statement for its ongoing IPO is

sometimes referred to as --

a. A Unicorn

b. A WKSI

c. A Registrant

d. A Seasoned Issuer