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4. Mutual funds do not pay _________________________ as long as the fund meets SEC stipulations. 8. NASDAQ is in charge of maintaining the ________________ ____________________

4. Mutual funds do not pay _________________________ as long as the fund meets SEC stipulations.

8. NASDAQ is in charge of maintaining the ________________ ____________________ ______________________ for the market.

12. ____________________________ ________________________ are typically more risky than a mutual fund. 13. Trades lead to _______________________ _______________________ in the market.

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