4 Which, if any, of the following is not a principle from the Board of Standards Code of Ethics and Professional Responsibility?

1 Integrity

2 Diligence

3 Professionalism

4 Candidness

a. 4 only

b. 1, 2, and 3

c. 1 and 3

d. 2 and 4

5 Which of the following is/are true regarding revocation?

1 Revocation is permanent.

2 A CFP designee may petition CFP Board for reinstatement after revocation if the designee proves that he or she has been rehabilitated by clear and convincing evidence.

3 Revocation is not always permanent.

a. 1 and 2

b. 3 only

c. 1 only

d. 2 and 3