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4. Which of the following is NOT the business of an investment firm? a. facilitate M&As b. invest on behalf of its clients c. accept

4. Which of the following is NOT the business of an investment firm?

a. facilitate M&As

b. invest on behalf of its clients

c. accept FDIC insured deposits

d. arbitrage trading

5. Which of the following is normally the easiest job for an investment banker helping a firm to issue new shares?

a. IPO best efforts

b. IPO firm commitment

c. private placement

d. seasoned offering

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