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5 1s Fresh Goods, Inc., wants to make an initial public offering of securities over the Internet. To do so, Fresh Goods must comply with:
5 1s Fresh Goods, Inc., wants to make an initial public offering of securities over the Internet. To do so, Fresh Goods must comply with: neither federal nor state filing requirements. federal and state filing requirements. federal filing requirements only. state filing requirements only. 6 1$ State securities laws may govern: exemptions from registration methods of registration for the offer of securities within a particular state civil and criminal penalties against violators all of these are correct. 1207 15 The Securities Exchange Act of 1934 prohibits insider trading under: Section 14(a). 0 Section 10(b). Section 12. Section 16(b). 120 8 15 One of the major goals of Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 105-5 is: to prohibit underwriting. to promote blue sky laws. to prevent insider trading. to ensure that proxies be used when voting for directors
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