5. Financial planners help clients by: A. holding securities on behalf of customers whose ownership is recorded as a book entry B. suggesting asset allocations that are intended to help investors meet their financial goals 6. Which of the following is least likely to be a service provided by financial custodians? A. collecting interest and dividends for clients B. helping clients arrange investment trades with one another

7. Investment professionals who create savings plans and recommend investment strategies are most likely A. dealers B. investment research providers