Question
6) Which of the following could cause the violation of independence and objectivity on the part of an investment professional? Group of answer choices Threats
6)
Which of the following could cause the violation of independence and objectivity on the part of an investment professional?
Group of answer choices
Threats to withhold information and services.
An investment professionals compensation arrangement.
Gifts from a client.
All of these answers are correct.
7)
Which of the following statements is correct?
Group of answer choices
Members and Candidates must not engage in any professional conduct involving fraud, or deceit.
Members and Candidates must not engage in any professional conduct involving or commit any act that reflects adversely on their professional reputation, integrity, or competence.
Members and Candidates must not engage in any professional conduct involving dishonesty.
All of these answers are correct.
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