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6/14: When a brokerage house knew or recklessly disregarded information that would indicate insider trading activities on the part of its employees: it may be

6/14: When a brokerage house knew or recklessly disregarded information that would indicate insider trading activities on the part of its employees:

it may be fined.

it must fire the employees.

the SEC will recall its securities license.

it can be sued, unless the information resulted from communication via social media.

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