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6/14: When a brokerage house knew or recklessly disregarded information that would indicate insider trading activities on the part of its employees: it may be
6/14: When a brokerage house knew or recklessly disregarded information that would indicate insider trading activities on the part of its employees:
it may be fined.
it must fire the employees.
the SEC will recall its securities license.
it can be sued, unless the information resulted from communication via social media.
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