7. A middleman, or agent, who helps investors trade financial instruments such as stocks, bonds, and derivatives is called a(n)

a. Analyst.

b. Broker.

c. Investment banker.

d. Speculator.

e. None of the above

10. A firm that offers clients only the basic services associated with trading securities is called a(n)

a. Discount Brokerage Firm.

b. Investment Banker.

c. Financial Intermediary.

d. Full-service brokerage firm.

e. None of the above.