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9. Which of the following securities regulations established the Securities and Exchange Commission (SEC)? A. Securities Act of 1934 B. Securities Act of 1933 C.

9. Which of the following securities regulations established the Securities and Exchange Commission (SEC)? A. Securities Act of 1934 B. Securities Act of 1933 C. Investment Company Act of 1942 D. Sarbanes-Oxley Act of 2002

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