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9:35 docs.google.com 7. You pay $37.500 to AAA Fund, which has a NAV of $25 per share at the beginning of the year. The fund

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9:35 docs.google.com 7. You pay $37.500 to AAA Fund, which has a NAV of $25 per share at the beginning of the year. The fund deducted a front-end load of 3.9%. The securities in the fund increased in value by 9% during the year. The fund's expense ratio is 1.6% and is deducted from year-end asset values. What is your rate of return on the fund if you sell your shares at the end of the year? a. 4.745 b. 5.96% c. 7.25 d. 3.07% e None of the above 8. Mr. Wood is bullish on Gate Inc. stocks that are currently selling at $40. He buys $8,000 worth of these shares. The broker requires the following margin requirements: a $20 b. $29.77 c. $30.29 d. S32.45 e. None of the above 9:35 docs.google.com 9. At the beginning of 2019, a mutual fund has $80 million in assets and 2.5 million shares outstanding. Throughout 2019. assets grow at 9%. The fund imposes a 12b- 1 fee on all shares equal to 1.1%. The fee is imposed on year-end asset values. If there are no distributions, what is the end-of-year NAV for the fund? a $34.49 b. $34.88 c. $87.2 d. $58.5 e None of the above 10. You won a $10,000 from lottery. You are considering investing this money in one of the following two options: a 10.25% b. 2% C: 8.75% d. 6.25% O e None of the above 9:35 docs.google.com 7. You pay $37.500 to AAA Fund, which has a NAV of $25 per share at the beginning of the year. The fund deducted a front-end load of 3.9%. The securities in the fund increased in value by 9% during the year. The fund's expense ratio is 1.6% and is deducted from year-end asset values. What is your rate of return on the fund if you sell your shares at the end of the year? a. 4.745 b. 5.96% c. 7.25 d. 3.07% e None of the above 8. Mr. Wood is bullish on Gate Inc. stocks that are currently selling at $40. He buys $8,000 worth of these shares. The broker requires the following margin requirements: a $20 b. $29.77 c. $30.29 d. S32.45 e. None of the above 9:35 docs.google.com 9. At the beginning of 2019, a mutual fund has $80 million in assets and 2.5 million shares outstanding. Throughout 2019. assets grow at 9%. The fund imposes a 12b- 1 fee on all shares equal to 1.1%. The fee is imposed on year-end asset values. If there are no distributions, what is the end-of-year NAV for the fund? a $34.49 b. $34.88 c. $87.2 d. $58.5 e None of the above 10. You won a $10,000 from lottery. You are considering investing this money in one of the following two options: a 10.25% b. 2% C: 8.75% d. 6.25% O e None of the above

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