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A) 15 C) 10 D) 30 E) 20 22) Equity financing of new, non-public companies is broadly referred to as: 22) A) stylized financing. B)

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A) 15 C) 10 D) 30 E) 20 22) Equity financing of new, non-public companies is broadly referred to as: 22) A) stylized financing. B) private equity. C) exit funding. D) singular-risk financing E) mezzanine-level stock. 23) Which one of these describes an exception to the registration filing requirement of the 23) SEC? A) Loans of $10 million or less B) Issues that have received an approved letter of comment c) Loans that mature in one year or less D) Issues of less than $5 million E) Issues that have an approved prospectus 24) M&C Merchants is offering $2.5 million of new securities to the general public. Which24) SEC regulation governs this offering? A) Regulation C B) Regulation Q C)Regulation A D) Regulation G E Regulation R 25) The raising of small amounts of capital from a large number of people is known as: 25) A) a rights offering. B) over allocating. C) a standby offer. D) crowdfunding. E) a diversified offer. A) 15 C) 10 D) 30 E) 20 22) Equity financing of new, non-public companies is broadly referred to as: 22) A) stylized financing. B) private equity. C) exit funding. D) singular-risk financing E) mezzanine-level stock. 23) Which one of these describes an exception to the registration filing requirement of the 23) SEC? A) Loans of $10 million or less B) Issues that have received an approved letter of comment c) Loans that mature in one year or less D) Issues of less than $5 million E) Issues that have an approved prospectus 24) M&C Merchants is offering $2.5 million of new securities to the general public. Which24) SEC regulation governs this offering? A) Regulation C B) Regulation Q C)Regulation A D) Regulation G E Regulation R 25) The raising of small amounts of capital from a large number of people is known as: 25) A) a rights offering. B) over allocating. C) a standby offer. D) crowdfunding. E) a diversified offer

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