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A Canadian broker-dealer has a client who comes to the United States for 4 months as a contract employee for an American company. Which statement

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A Canadian broker-dealer has a client who comes to the United States for 4 months as a contract employee for an American company. Which statement is TRUE about the Canadian broker-dealer doing securities business with the client in the United States? B A The Canadian broker-dealer can continue to do business with the client in the United States without taking any further action T he Canadian broker-dealer can rely on the "vacationing" client exemption and does not have to register in the State The Canadian broker-dealer must register in the State DO The Canadian broker-dealer need only register in the State if the client is not a dual citizen

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