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A client feels she has been treated unfairly by her investment firm. She feels that inappropriate investment advice from her advisor cost her nearly $87,000

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A client feels she has been treated unfairly by her investment firm. She feels that inappropriate investment advice from her advisor cost her nearly $87,000 Attempts to adequately resolve the issue directly with the firm were unsuccessful. What other option(s) does the have? 1. She can file a complaint with OBSI 2. She can request arbitration from IIROC 3. She can appeal to her province's securities commission and file a complaint 4. She can apply to the CIPF 0 1 and 3 @ 3 and 4 2 and 4 1 and 2 . A client has the following accounts with an investment dealer who becomes insolvent: Cash account $650,000 Margin account $650,000 RRSP "A" $425,000 Trust for son $450,000 Trust for daughter $1,100,000 What is the total amount of his coverage under CIPF? O $2,875,000 O $1,300,000 $3,275,000 O $1,975,000

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