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A customer who lives in New York has an account with a broker-dealer and sales representative that are both registered in State of New York.
A customer who lives in New York has an account with a broker-dealer and sales representative that are both registered in State of New York. The customer moves to the State of Georgia, a state where the broker-dealer and sales representative are not registered. Which statement is TRUE? A The sales representative and broker dealer may solicit business from this customer BO) The sales representative and broker dealer may only do unsolicited business this customer CO Unsolicited orders can be accepted from this customer provided the sales representative obtains written permission from the State of New York D ) The sales representative and broker dealer may not do business with the customer A customer who lives in New York has an account with a broker-dealer and sales representative that are both registered in State of New York. The customer moves to the State of Georgia, a state where the broker-dealer and sales representative are not registered. Which statement is TRUE? A The sales representative and broker dealer may solicit business from this customer BO) The sales representative and broker dealer may only do unsolicited business this customer CO Unsolicited orders can be accepted from this customer provided the sales representative obtains written permission from the State of New York D ) The sales representative and broker dealer may not do business with the customer
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