A) Exchange-Traded Funds (ETF''s) do not:

Points:1

1. give access to marketability
2. have a Net Asset Value Per Share
3. provide economies of scale
4. offer diversification

B) A __________ document is prepared for each class of mutual fund at least annually, and contains important information such as investment holdings, risk rating, performance and costs. This document must be provided within 48 hours of your purchase.

Points:1

1. Fund Facts
2. Financial Statements
3. Simplified Prospectus
4. Initial Public Offering (IPO) document