A prospectus

Group of answer choices

Ends all contractual promises

Is a written disclosure document

Is forbidden under federal law

Is not required

"Safe harbors" refers to

Group of answer choices

Registration requirements

Mandatory state criminal penalties

The aerospace industry

Foreign trade

Omitting facts

Group of answer choices

Means that investors have sole responsibility to investigate share value

Is not yet addressed by securities laws

Is not a responsibility of a corporation selling shares

Is a violation of the 1933 Securities Act

Misappropriation theory concerning securities

Group of answer choices

Does not exist

Was a major component of duty-based ethics

Is part of the Sarbanes-Oxley Act

Has been controversial

Scienter requires

Group of answer choices

Sale of automobiles

Intent to defraud

Laboratory experiments

Mathematical analysis

Proxies are

Group of answer choices

Involved if only state corporate officers are affected

Involved only if there is a federal investigation

Authorization to vote shares

Not allowed under U.S. federal law

Violations of Rule 10b-5

Group of answer choices

Are not harsh

Are part of a contract if the parties want it there

Can result in imprisonment for 20 years

Can result in only small fines

Blue sky laws

Group of answer choices

Are state corporate securities laws

Have not yet been created

Are illegal

Are invisible

Various participants in a corporation

Group of answer choices

Do not have to obey any particular set of rules

May do whatever they please

Are affected by corporate governance

Are not affected by corporate governance

The Sarbanes-Oxley Act

Group of answer choices

Requires responsibility for the accuracy of financial statements

Will become law starting in 2024

Was declared unconstitutional by the Supreme Court

Provides a defense to liability for iinsider trading