a: --v-'-. -'.'. Was-stanza: WWW" c.- .r - w it- ow 2' ). r, This assessment is focused predominantly on the material covered in. Units m 3.- :. . , - in order to determine any potential breaches by Henry Lynch you should rea- e materials \" relating fifi.' " The SRA Code of Conduct for Solicitors % The Law Society 3 guidance with regards to PEPs The SRA's Money Laundering Case Studies The Law Society's Money Laundering Guidance Amongst other things, you may wish to identify. a What information and documentation Henry Lynch should have requested from his \" clients 0 Whether he breached any of his duties as a solicitor 0 Whether he has breached any other statutory and professional regulatory provisions applicable to the situation such as the Money Laundering, Terrorist Financing and Transfer of Fifinds (information on the Payer) Regulations 2017. o h classification of his actions under statutory and regulatory provisions together with the potential penalties a The processes and procedures that Henry may be subject to in relation to the classification of his actions You may also wish to consider whether he should have spoken with the firm's COLP (Compliance Officer for Legal Practice) and COFA (Compliance Officer for Finance & Administration) at any stage. Finally, whilst there is potential scope to discuss the SRA's Code of Conduct for Firms, and the potntial liability of Moran, Talbot & Fox LLP in this scenario, your memorandum should focus solely on Henry Lynch