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According to FINRA rules, which of the following are true about ACATs? I. When ACAT notices are received, firms have 1 business day to verify

According to FINRA rules, which of the following are true about ACATs? I. When ACAT notices are received, firms have 1 business day to verify the customer's instructions II. When ACAT notices are received, firms have 3 business days to verify the customer's instructions III. Assets must be transferred within 3 business days after verification IV. Assets must be transferred within 4 business days after verification

II & III

I & III

II & IV

I & IV

The Chinese Wall Doctrine was created because of the:

Sarbanes Oxley Act of 2002

The Securities Exchange Act of 1934

The Securities Amendments Act of 1975

The Insider Trading Enforcetnent Act of 1988

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