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According to the Canadian SRO, what behaviour by an investment advisor is permissible? Acronyms Calculator A. Trading in her personal account to increase the perceived
According to the Canadian SRO, what behaviour by an investment advisor is permissible? Acronyms Calculator A. Trading in her personal account to increase the perceived trading volumes of one particular stock. B Persuading a client to invest in a stock outside of his risk tolerance if the stock's potential return is very high. C Failing to disclose an unavoidable conflict of interest when her firm has taken steps to eliminate the risk of loss to the client. D Repeatedly selling stock out of a client's account and buying the same stock two days later at a similar price
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