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Adisa hears that Cayman, another insurance advisor, has been upselling his clients on their insurance policies. She does not feel comfortable with this practice. When

Adisa hears that Cayman, another insurance advisor, has been upselling his clients on their insurance policies. She does not feel comfortable with this practice. When she meet with his clients who knows Cayman she decides to tell them about the upselling. Based on Adisas actions, the regulator will:

a. Tell her not to discredit another advisor. b. Request a formal complaint from Adisa, with proof of Cayman's behaviour. c Ask her to take over Cayman's clients. d. Agree she should war clients that other advisors are acting unethically.

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